AZROC Securities, Inc.


AZROC Securities, Inc.

Member FINRA,

SIPC

INSTITUTIONAL SERVICES

Through your association with AZROC Securities, you will receive personal service and access to a firm with extensive contacts and technology-driven trading strategies for best execution of your trades. Moreover, our designation as a Minority Business Enterprise will also assist your company in meeting any requirements regarding minority and women-owned firm mandates.

AZROC maintains an agency equity-trading desk that places a high priority on value-added service and execution of listed and over-the-counter names. Our direct access to the NYSE, AMEX, and NASDAQ, along with a network of independent floor broker partners, market makers and ECNs, ensures efficient and timely trade executions for your firm. We have extensive experience and market knowledge that is needed to facilitate exceptional execution of equity transactions. We offer a variety of methods to ably and effectively execute your orders, including:

Program Trading: AZROC's program trading operation is designed to execute your basket or program orders in a skillful and competent manner.

Block Trading: We aim to execute block trades for both liquid and illiquid stocks and cause little or no adverse impact on the market. Our goal is to work anonymously and expeditiously on your behalf to seek the best available pricing, while protecting your orders and positions.

Algorithmic Trading: In partnerships with third party vendors, we offer an agency front-end platform with algorithmic trading and direct market access capabilities. Our clients may execute single stock and list trades through electronic execution venues or through an array of algorithms. This provides added electronic trade execution efficiencies and liquidity to our clients.

Corporate Buy-back Programs: We provide 10b-18 time and price compliant algorithms for issuer stock repurchase plans. Our strategies provide efficient, anonymous, cost-effective electronic execution while assuring little market impact.

AZROC's trade settlement and clearing relations are enhanced by the operational systems of National Financial Services LLC, a Fidelity Investments company and our partner in securities settlements. Our clearing firm capabilities permit us to accept and execute step-in and step-out trades.

Order Routing Practices